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CCM is comprised of 24 brokers who on average have over 20 years of experience working in the financial markets. Clients can access floor-based brokers for real-time market color and centralized liquidity, or work with brokers in our upstairs dealing room who are equipped with leading-edge execution technology. Michelle Doherty CCM mdoherty ccmmarkets. Matt Heidkamp CCM mheidkamp ccmmarkets. Chris McGuigan cmcguigan ccmsecurities. All persons using this website or the websites of any affiliated companies collectively, "Site" expressly agree to the following terms as a pre-condition to using the Site for any purpose whatsoever.

The materials on the Site including, without limitation, news, articles, links, and all other information have been prepared for informational purposes only and do not constitute financial, trading, brokerage, legal, tax or any other advice. In no event shall the Site be responsible or liable for the completeness or accuracy of any material on the Site or for any damage or lost opportunities resulting from use of this Site.

Past performance is not indicative of future results. No users of this Site may reproduce, modify, copy, distribute, sell, transmit, license, assign or publish any information obtained from this Site.

The unauthorized use of any material on the Site may violate numerous statutes, regulations and laws, including, but not limited to, copyright, trademark, trade secret or patent laws. CCM Securities understands your privacy is important and has always been committed to maintaining your confidentiality. This notice will help you understand what types of non-public personal information, information about you that is not publicly available we may collect, how we use it, and how we protect your privacy.

We recognize that you expect your personal information to be handled in a professional and confidential manner. We have adopted the following policies to safeguard your privacy and to explain the circumstances, under which we may collect, maintain and use any non-public personally identifiable information that you may provide us. We collect information about you to help us serve your financial needs, provide customer service, offer new products or services, and fulfill legal and regulatory requirements.

The type of information we collect may include:. We do not share non-public personal information about you with unaffiliated third parties with whom we have no contractual business relationship for their independent use unless 1 you give us permission, 2 it is necessary to complete a transaction on your behalf, 3 it is necessary to protect against fraud, comply with a subpoena or other court order and is otherwise required or permitted by law.

We do not sell information about you to outside unaffiliated companies. Further, we restrict access to your personal and account information to those employees who need to know that information to provide products or services to you and maintain strict physical, electronic, and procedural safeguards to guard your non-public personal information.

If you decide to close your account s or become an inactive customer, we will adhere to the privacy policies and practices as described in this notice. We reserve the right to change these privacy policies at any time. You will receive appropriate notice of changes to our Privacy Policy. You may opt-out of the disclosure of non-public personal information to a non-affiliated third party by giving us notice in writing or e-mail.

For more information, to find out what personal information of yours we have collected, or to update your personal information, please contact CCM Securities at Modifications and updates are made to incorporate any material business change or regulatory requirement. CCM Securities has evaluated the impact of business interruptions resulting from various events including but not limited to loss of facilities and resources. The BCP was developed by identifying methods to protect and restore critical business processes, records, data and systems to allow customers to transact business.

As part of this agreement, TJM Investments has contracted with Merrill Lynch Corporation MLPCC as our third party provider to back up their important records in a geographically separate area, for the protection and restoration of customer records, transactions, custody of funds and securities and operating systems.

The third party providers have in place, a business continuity plan with system redundancy and back-up facilities. In the event of a business interruption, CCM has established plans with teams that will activate to address an immediate response to the incident. The management will continue to work to resolve any interruptions caused by the situation beginning at the initial time of the incident until the matter is resolved.

The data recovery plan includes maintenance of redundant real-time system facilities. The staff and workspace recovery plan includes the relocation of critical personnel to alternative sites. Whatever the event, our BCP is designed to enable the firm to be operational within 24 hours or less assuming that third party providers and industry critical systems are operational as well. If you cannot access us at any of those means, then you should contact one of our clearing firms, GSEC at SIPC may be contacted by phone, email or regular mail:.

Suite Washington, D. To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person or company who opens an account with CCM Securities.

What this means for you: When you open account, we will ask for the name of your entity, address, tax identification number and other information that will allow us to identify you and conduct proper due diligence regarding Anti-Money Laundering.

We may also need to see your articles of incorporation, partnership agreement or other identifying documents. Compliance Officer Chris McGuigan cmcguigan ccmsecurities. Program Business Cont Program. Disclaimer and User Agreement.

The type of information we collect may include: Information we receive from you on applications or other forms i. Information about your transactions with us or others i. Information that we receive from a consumer reporting agency i. Business Continuity Components CCM Securities has evaluated the impact of business interruptions resulting from various events including but not limited to loss of facilities and resources.

Recovery Plan In the event of a business interruption, CCM has established plans with teams that will activate to address an immediate response to the incident. SIPC may be contacted by phone, email or regular mail:


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