Alternative trading system settlement. The Securities and Exchange Commission today charged a Citigroup business unit operating an alternative trading system (ATS) with failing to protect the confidential trading data of its subscribers. New York-based LavaFlow Inc. has agreed to pay $5 million to settle the SEC's charges, including a $
How Free Traders Helped Cripple the Free Trade Consensus (Scott Lincicome - Acton Institute)
Alternative trading system settlement. Form ATS-R must be filed by alternative trading systems subject to Regulation ATS within 30 days after the end of each calendar quarter, or Be sure to note the alternative trading system name, CRD number, SEC file number, and report period dates on each page. . in 4J-4O, report total settlement value in U.S. Dollars.
The return rate on each winning trade is established by the broker and made known ahead of time. For example, let's say an investor who follows foreign currency movements senses that the USD (U. dollar) is gaining ground against the JPY (Japanese yen) and wants to hedge his risk and try to prevent his Japanese investment from dropping in value. He may do this by buying 10,000 binary contracts which say that USDJPY will be above 119. 50 by 4:00 PM ET tomorrow.